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The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets.We derive our investigative, remedial and disciplinar...
This report summarises the key findings and recommendations of the Securities and Futures Commission’s (SFC) 2015 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (Ex...
This report summarises the key findings and recommendations of the Securities and Futures Commission’s (SFC) 2014 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (th...
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2013 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2012 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2011 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
This report summarises the key findings and recommendations of the Securities and Futures Commission‟s 2010 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (th...
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2009 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Ex...
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2008 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
Organized in 1919, the North American Securities Administrators Association (NASAA) is the oldest international organization devoted to investor protection. NASAA is a voluntary association whose memb...
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2007 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2006 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
This report summarises the Securities and Futures Commission’s 2005 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (Exchange) in its regulation of listing-related m...

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